Eduard Hanslick
The Beautiful in Music
CHAPTER III : The Beautiful in Music
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So far we have considered only the negative aspect of the question, and have sought to expose the fallacy that the beautiful in music depends upon the accurate expression of feelings. We must now, by way of completing the exposition, bring to light also its positive aspect, and endeavor to determine the nature of the beautiful in music. Its nature is specifically musical. By this we mean that the beautiful is not contingent upon nor in need of any subject introduced from without, but that it consists wholly of sounds artistically combined. The ingenious co-ordination of intrinsically pleasing sounds, their consonance and contrast, their flight and reapproach, their increasing and diminishing strength-this it is which, in free and unimpeded forms, presents itself to our mental vision. The primordial element of music is euphony, and rhythm is its soul: rhythm in general, or the harmony of a symmetrical structure, and rhythm in particular, or the systematically reciprocal motion of its several parts within a given measure. The crude material which the composer has to fashion, the vast profusion of which it is impossible to estimate fully, is the entire scale of musical notes and their inherent adaptability to an endless variety of melodies, harmonies, and rhythms. Melody, unexhausted, nay, inexhaustible, is preeminently the source of musical beauty. Harmony, with its countless modes of transforming, inverting, and intensifying, offers the material for constantly new developments; while rhythm, the main artery of the musical organism, is the regulator of both, and enhances the charms of the timbre in its rich variety. To the question: What is to be expressed with all this material? the answer will be: Musical ideas. Now, a musical idea reproduced in its entirety is not only an object of intrinsic beauty but also an end in itself, and not a means for representing feelings and thoughts. The essence of music is sound and motion. The arabesque, a branch of the art of ornamentation, dimly betokens in what manner music may exhibit forms of beauty though no definite emotion be involved. We see a plexus of flourishes, now bending into graceful curves, now rising in bold sweeps; moving now toward, and now away from each other; correspondingly matched in small and large arcs; apparently incommensurable, yet duly proportioned throughout; with a duplicate or counterpart to every segment; in fine, a compound of oddments, and yet a perfect whole. Imagine now an arabesque, not still and motionless, but rising before our eyes in constantly changing forms. Behold the broad and delicate lines, how they pursue one another; how from a gentle curve they rise up into lofty heights, presently to descend again; how they widen and contract, surprising the eye with a marvelous alternation of quiescence and mobility. The image thus becomes nobler and more exalted. If, moreover, we conceive this living arabesque as the active emanation of inventive genius, the artistic fullness of whose imagination is incessantly flowing into the heart of these moving forms, the effect, we think, will be not unlike that of music. When young, we have probably all been delighted with the ever-changing tints and forms of a kaleidoscope. Now, music is a kind of kaleidoscope, though its forms can be appreciated only by an infinitely higher ideation. It brings forth a profusion of beautiful tints and forms, now sharply contrasted and now almost imperceptibly graduated; all logically connected with each other, yet all novel in their effect; forming, as it were, a complete and self-subsistent whole, free from any alien admixture. The main difference consists in the fact that the musical kaleidoscope is the direct product of a creative mind, whereas the optic one is but a cleverly constructed mechanical toy. If, however, we stepped beyond the bounds of analogy, and in real earnest attempted to raise mere color to the rank of music by foisting on one art the means of another, we should be landed in the region of such puerile contrivances as the "color piano" or the "ocular organ," though these contrivances significantly prove both phenomena to have, morphologically, a common root. If any sentimental lover of music thinks that analogies such as the one mentioned are degrading to the art, we reply that the only question is whether they are relevant or not. A subject is not degraded by being studied. If we wish to disregard the attributes of motion and successive formation, which render a comparison with the kaleidoscope particularly applicable, we may, forsooth, find a more dignified parallel for beautiful music in architecture, the human body, or a landscape, because these all possess original beauty of outline and color quite irrespective of the intellectual substratum, the soul. The reason why people have failed to discover the beauties in which pure music abounds is, in great measure, to be found in the underrating by the older systems of aesthetics of the sensuous element and in its subordination to morality and feeling-in Hegel, to the "idea." Every art sets out from the sensuous and operates within its limits. The theory relating to the expression of feelings ignores this fact and, disdainfully pushing aside the act of hearing, it passes on immediately to the feelings. Music, say they, is food for the soul, and the organ of hearing is beneath their notice. True, it is not for the organ of hearing as such, for the "labyrinth" or the "tympanum," that a Beethoven composes. But our imagination, which is so constituted as to be affected by auditory impressions (and in relation to which the term "organ" means something very different from a channel directed toward the world of physical phenomena), delights in the sounding forms and musical structures and, conscious of their sensuous nature, lives in the immediate and free contemplation of the beautiful. It is extremely difficult to define this self-subsistent and specifically musical beauty. As music has no prototype in nature, and expresses no definite conceptions, we are compelled to speak of it either in dry, technical terms, or in the language of poetic fiction. Its kingdom is, indeed, "not of this world." All the fantastic descriptions, characterizations, and periphrases are either metaphorical or false. What in any other art is still descriptive is in music already figurative. Of music it is impossible to form any but a musical conception, and it can be comprehended and enjoyed only in and for itself. The "specifically musical" must not, however, be understood only in the sense of acoustic beauty or symmetry of parts-both of which elements it embraces as of secondary importance-and still less can we speak of "a display of sounds to tickle the ear," or use similar phraseology which is generally intended to emphasize the absence of an intellectual principle. But, by laying stress on musical beauty, we do not exclude the intellectual principle; on the contrary, we imply it as essential, for we would not apply the term "beautiful" to anything wanting in intellectual beauty; and in tracing the essential nature of beauty to a morphological source, we wish it to be understood that the intellectual element is most intimately connected with these sonorific forms. The term "form" in musical language is peculiarly significant. The forms created by sound are not empty; not the envelope enclosing a vacuum, but a well, replete with the living creation of inventive genius. Music, then, as compared with the arabesque, is a picture, yet a picture the subject of which we cannot define in words, or include in any one category of thought. In music there is both meaning and logical sequence, but in a musical sense; it is a language we speak and understand, but which we are unable to translate. It is a highly suggestive fact that, in speaking of musical compositions, we likewise employ the term "thought," and a critical mind easily distinguishes real thoughts from hollow phrases, precisely as in speech. The Germans significantly use the term Satz ("sentence") for the logical consummation of a part of a composition, for we know exactly when it is finished, just as in the case of a written or spoken sentence, though each has a logic of its own. The logic in music, which produces in us a feeling of satisfaction, rests on certain elementary laws of nature which govern both the human organism and the phenomena of sound. It is, above all, the primordial law of "harmonic progression" which, like the curve lines in painting and sculpture, contains the germ of development in its main forms, and the (unfortunately almost unexplained) cause of the link which connects the various musical phenomena. All musical elements are in some occult manner connected with each other by certain natural affinities, and since rhythm, melody, and harmony are under their invisible sway, the music created by-man must conform to them-any combinations conflicting with them bearing the impress of caprice and ugliness. Though not demonstrable with scientific precision, these affinities are instinctively felt by every experienced ear, and the organic completeness and logic, or the absurdity and unnaturalness of a group of sounds, are intuitively known without the intervention of a definite conception as the standard of measure, the tertium comparationis. From this negative rationalness, inherent in music and founded on laws of nature, springs the possibility of its becoming invested also with positive forms of beauty. The act of composing is a mental working on material capable of receiving the forms which the mind intends to give. The musical material in the hands of creative genius is as plastic and pliable as it is profuse. Unlike the architect, who has to mold the coarse and unwieldy rock, the composer reckons with the ulterior effect of past sounds. More ethereal and subtle than the material of any other art, sound adapts itself with great facility to any idea the composer may have in his mind. Now, as the union of sounds (from the interdependence of which the beautiful in music flows) is not effected by mechanically stringing them together but by acts of a free imagination, the intellectual force and idiosyncrasy of the particular mind will give to every composition its individual character. A musical composition, as the creation of a thinking and feeling mind, may, therefore, itself possess intellectuality and pathos in a high degree. Every musical work ought to bear this stamp of intellectuality, but the music itself must furnish evidence of its existence. Our opinion regarding the seat of the intellectual and emotional elements of a musical composition stands in the same relation to the popular way of thinking as the idea of immanence does to that of transcendence. The object of every art is to clothe in some material form an idea which has originated in the artist's imagination. In music this idea is an acoustic one; it cannot be expressed in words and subsequently translated into sounds. The initial force of a composition is the invention of some definite theme, and not the desire to describe a given emotion by musical means. Thanks to that primitive and mysterious power whose mode of action will forever be hidden from us, a theme, a melody, flashes on the composer's mind. The origin of this first germ cannot be explained, but must simply be accepted as a fact. When once it has taken root in the composer's imagination, it forthwith begins to grow and develop, the principal theme being the center round which the branches group themselves in all conceivable ways, though always unmistakably related to it. The beauty of an independent and simple theme appeals to our aesthetic feeling with that directness which tolerates no explanation except, perhaps, that of its inherent fitness and the harmony of parts, to the exclusion of any alien factor. It pleases for its own sake, like an arabesque, a column, or some spontaneous product of nature-a leaf or a flower. There is no greater and more frequent error than to distinguish between "beautiful music" with and without a definite subject. The error is due to the extremely narrow conception of the beautiful in music, leading people to regard the artistically constructed form and the soul infused into it as two independent and unrelated existences. All compositions are accordingly divided into full and empty "champagne bottles"; musical "champagne," however, has the peculiarity of developing with the bottle. One musical thought is refined in and through itself and, for no further reason, another is vulgar; this final cadence is imposing, while by the alteration of but two notes it becomes commonplace. We are perfectly justified in calling a musical theme "grand, graceful, warm, hollow, vulgar"; but all these terms are exclusively suggestive of the musical character of the particular passage. To define the musical complexion of a given theme, we often speak in terms used to describe emotions, such as "proud, gloomy, tender, ardent, longing." But we may with equal justice select them from a different order of phenomena, and call a piece of music "sweet, fresh, cloudy, cold." To be descriptive of the character of a musical composition, our feelings must be regarded in the light of mere phenomena, just like any other phenomenon which happens to present certain analogies. Epithets such as we have mentioned may be used so long as we remain fully conscious of their figurative sense-nay, we may even be unable to avoid them; but let us never say, This piece of music "expresses" pride, etc. A close examination of the musical definiteness of a theme convinces us, however-the inscrutability of the ultimate ontological causes notwithstanding-that there are various proximate causes with which the intellectual element in a composition is intimately associated. Every musical factor (such as an interval, the timbre, a chord, the rhythm, etc.) has a distinctive feature of its own and its individual mode of action. Though the composer's mind be a mystery, its product is quite within the grasp of our understanding. A theme harmonized with the common chord sounds different if harmonized with the chord of the sixth; a melody progressing by an interval of the seventh produces an effect quite distinct from one progressing by an interval of the sixth. The rhythm, the volume of sound, or the timbre-each alters the specific character of a theme entirely; in fine, every single musical factor necessarily contributes to a certain passage assuming just this particular aspect, and affecting the listener in this particular way. What it is that makes Halévy's music appear fantastic, that of Auber graceful-what enables us immediately to recognize Mendelssohn or Spohr-all this may be traced to purely musical causes, without having recourse to the mysterious element of the feelings. On the other hand, why the frequent chords of 4 and the concise, diatonic themes of Mendelssohn, the chromatic and enharmonic music of Spohr, the short two-bar rhythm of Auber, etc., invariably produce this specific impression and none other-this enigma, it is true, neither psychology nor physiology can solve. If, however, we inquire into the proximate cause-and that is, after all, what concerns us most in any art-we shall find that the thrilling effect of a theme is owing, not to the supposed extreme grief of the composer, but to the extreme intervals; not to the beating of his heart, but to the beating of the drums; not to the craving of his soul, but to the chromatic progression of the music. The link connecting the two we would by no means ignore; on the contrary, we shall presently subject it to a careful analysis. Meanwhile, we must remember that a scientific inquiry into the effect of a theme can deal only with such musical factors as have an enduring and objective existence, and not with the presumable state of mind in which the composer happened to be. The conclusion reached by arguing from the composer's state of mind directly to the effect of the music might, perchance, be correct; but the most important part of the syllogism, the middle term, i.e., the music itself, would thus be ignored. A good composer, perhaps more by intuition than by rote, always has a practical knowledge of the character of every musical element; but in order to give a rationale of the various musical sensations and impressions we require a theoretical knowledge of those characters from the most intricate combinations down to scarcely distinguishable gradations. The specific effect of a melody must not be taken as "a marvel mysterious and unaccountable" which we can only "feel" or "divine"; but it is the inevitable result of the musical factors united in this particular manner. A short or long rhythm, a diatonic or chromatic progression-each has its individual physiognomy and an effect of its own. An intelligent musician will, therefore, get a much clearer notion of the character of a composition which he has not heard himself by being told that it contains, for instance, too many diminished sevenths, or too many tremolos, than by the most poetic description of the emotional crises through which the listener passed. To ascertain the nature of each musical factor, its connection with a specific effect-its proximate, not its ultimate cause-and, finally, to explain these particular observations by more general laws, would be to establish that "philosophic foundation of music" to which so many writers aspire, though none has ever told us in what sense he understands this phrase. The psychical or physical effect of a chord, a rhythm, or an interval is not accounted for by saying that this is the expression of hope, that the expression of disappointment-as we should say this is red, that green-but only by placing specifically musical attributes in general aesthetic categories, and the latter under one supreme principle. After having explained the isolated action of each single element, it would be incumbent upon us to show in what manner they govern and modify one another in all their various combinations. Most music critics have ascribed the intellectual merit of a composition more particularly to the harmony and the contrapuntal accompaniment. The arguments, however, are both superficial and desultory. Melody, the alleged vehicle of sensuousness and emotion, was attributed to the inspiration of genius-the Italian school accordingly receiving a gracious word of praise; while harmony, the supposed vehicle of sterling thought in contradistinction to melody, was deemed to be simply the result of study and reflection. It is strange how long people were satisfied with so unscientific a view of the subject. Both propositions contain a grain of truth, but they are neither universally applicable nor are the two factors in question in reality ever so strictly isolated. The soul and the talent for musical construction are bound up in one inseparable whole. Melody and harmony issue simultaneously in one and the same armor from the composer's mind. Neither the principle of subordination nor that of contrast affects the nature of the relation of harmony to melody. Both may display now an equal force of independent development, and now an equally strong tendency to voluntary subordination-yet, in either case, supreme intellectual beauty may be attained. Is it, perchance, the (altogether absent) harmony in the principal themes of Beethoven's overture to Coriolanus or of Mendelssohn's overture to The Hebrides which gives them the character of profound thought? Is the intellectual merit of Rossini's theme "Oh, Matilda!" or of some Neapolitan song likely to be enhanced by substituting for the original meager harmony a basso continuo or some complicated succession of chords? The theme was conceived with that harmony, that rhythm, and that instrumentation. The intellectual merit lies in the union of all these factors; hence the mutilation of one entails that of the others. The prominence of the melody, the rhythm, or the harmony, as the case may be, improves the effect of the whole, and it is sheer pedantry to say that the excellence or the triviality is owing here to the presence of certain chords, and there to their absence. The camellia is destitute of odor, and the lily of color; the rose is rich both in odor and color; each is beautiful, and yet their respective attributes cannot be interchanged. A "philosophic foundation of music" would first of all require us, then, to determine the definite conceptions which are invariably connected with each musical element and the nature of this connection. The double requirement of a strictly scientific framework and an extremely comprehensive casuistry renders it a most arduous though not an impossible task, unless, indeed, our ideal is that of a science of music in the sense in which chemistry and physiology are sciences! The manner in which the creative act takes place in the mind of a composer of instrumental music gives us a very clear insight into the peculiar nature of musical beauty. A musical idea originates in the composer's imagination; he develops it-more and more crystals coalesce with it, until by imperceptible degrees the whole structure in its main features appears before him. Nothing then remains to be done but to examine the composition, to regulate its rhythm and modify it according to the canons of the art. The composer of instrumental music never thinks of representing a definite subject; otherwise he would be placed in a false position, rather outside than within the domain of music. His composition in such a case would be program music, unintelligible without the program. If this brings the name of Berlioz to mind, we do not thereby call into question or underrate his brilliant talent. In his steps followed Liszt, with his much weaker "Symphonic Poems." As the same block of marble may be converted by one sculptor into the most exquisite forms, by another into a clumsy botch, so the musical scale, by different manipulation, becomes now an overture of Beethoven, and now one of Verdi. In what respect do they differ? Is it that one of them expresses more exalted feelings, or the same feelings more accurately? No, but simply because its musical structure is more beautiful. One piece of music is good, another bad, because one composer invents a theme full of life, another a commonplace one; because the former elaborates his music with ingenious originality, whereas with the latter it becomes, if anything, worse and worse; because the harmony in one case is varied and novel, whereas in the other it drags on miserably in its poverty; because in one the rhythm is like a pulse, full of strength and vitality, whereas in the other it is not unlike a tattoo. There is no art which, like music, uses up so quickly such a variety of forms. Modulations, cadences, intervals, and harmonious progressions become so hackneyed within fifty, nay, thirty years, that a truly original composer cannot well employ them any longer, and is thus compelled to think of a new musical phraseology. Of a great number of compositions which rose far above the trivialities of their day, it would be quite correct to say that there was a time when they were beautiful. Among the occult and primitive affinities of the musical elements and the myriads of possible combinations, a great composer will discover the most subtle and unapparent ones. He will call into being forms of music which seemingly are conceived at the composer's pure caprice and yet, for some mysterious and unaccountable reason, stand to each other in the relation of cause and effect. Such compositions in their entirety, or fragments of them, may without hesitation be said to contain the "spark of genius." This shows how mistaken Oulibicheff is when he asserts that instrumental music cannot possibly be spiritual because the esprit of the composer consists solely in adapting his music in "a certain manner to a direct or indirect program." In our opinion we are quite warranted in saying that the celebrated D sharp in the allegro or the descending unisono passage in the overture to Don Giovanni are imbued with the spirit of genius. The former, however, as little represents (as Oulibicheff imagines) "Don Giovanni's hostile attitude to the human race" as the latter does "the parents, the husbands, the brothers, and the lovers of the women whom Don Giovanni seduced." Such interpretations are not only questionable in themselves, but are particularly so in respect to Mozart, who-the greatest musical genius the world has ever seen-transformed into music all he touched. Oulibicheff also thinks that Mozart's G minor symphony accurately describes the history of a passionate amour in four different phases. But the G minor symphony is music, neither more nor less; and that is quite enough. If, instead of looking for the expression of definite states of mind or certain events in musical works, we seek music only, we shall then, free from other associations, enjoy the perfections it so abundantly affords. Wherever musical beauty is wanting, no meaning, however profound, which sophistical subtlety may read into the work can ever compensate for it; and where it exists, the meaning is a matter of indifference. It directs our musical judgment, at all events, into a wrong channel. The same people who regard music as a mode in which the human intellect finds expression--which it neither is nor ever can be, on account of its inability to impart convictions--these very people have also brought the word "intention" into vogue. But in music there is no "intention" that can make up for "invention." Whatever is not clearly contained in the music is to all intents and purposes nonexistent, and what it does contain has passed the stage of mere intention. The saying, "He intends something," is generally used in a eulogistic sense. To us it seems rather to imply an unfavorable criticism which, translated into plain language, would run thus: The composer would like to produce something, but he cannot. Now, an art is to do something, and he who cannot do anything takes refuge in "intentions." As the musical elements of a composition are the source of its beauty, so are they likewise the source of the laws of its construction. A great number of false and confused notions are entertained on this subject, but we will single out only one. We mean the commonly accepted theory of the sonata and the symphony, grounded on the assumption that feelings are expressible by musical means. In accordance with this theory, the task of the composer is to represent in the several parts of the sonata four states of mind, all differing among themselves, and yet related to one another. (How?) In order to account for the connection which undoubtedly exists between the various parts, and to explain the differences in their effect, it is naively taken for granted that a definite feeling underlies each of them. The construction put upon them sometimes fits, but more frequently it does not, and it never follows as a necessary consequence. It will always, however, be a matter of course that the four different parts are bound up in a harmonious whole, and that each should set off and heighten the effect of the others according to the aesthetic laws of music. We are indebted to the inventive genius of M. v. Schwindt for a very interesting illustration of Beethoven's "Fantasia for the Pianoforte" (Op. 80), the several parts of which the artist interprets as representing connected incidents in the lives of the principal actors, and then gives a pictorial description of them. Now, just as the painter transforms the sounds into scenes and shapes, so does the listener transform them into feelings and occurrences. Both stand in a certain relation to the music, but neither of them in a necessary one, and it is only with necessary relations that science is concerned. It is often alleged that Beethoven, when making the rough sketch of a composition, had before him certain incidents or states of mind. Whenever Beethoven (or any other composer) adopted this method, he did so to smooth his task, to render the achievement of musical unity easier by keeping in view the connecting links of certain objective phenomena. If Berlioz, Liszt, and others fancied that a poem, a title, or an event yielded them something more than that, they were laboring under a delusion. It is the frame of mind bent on musical unity which gives to the four parts of a sonata the character of an organically related whole, and not their connection with an object which the composer may have in view. Where the latter denied himself the luxury of these poetic leading strings and followed purely musical inspiration, we shall find no other than a musical unity of parts. Aesthetically speaking, it is utterly indifferent whether Beethoven really did associate all his works with certain ideas. We do not know them, and as far as the composition is concerned, they do not exist. It is the composition itself, apart from all comment, which has to be judged; and as the lawyer completely ignores whatever is not in his brief, so aesthetic criticism must disregard whatever lies outside the work of art. If the several parts of a composition bear the stamp of unity, their correlation must have its root in musical principles. To avoid even the possibility of misapprehension, we will now define our conception of the "beautiful in music" from three points of view. The "beautiful in music," in the specific sense in which we understand it, is neither confined to the "classical style" nor does it imply a preference for this over the "romantic style." It may exist in one style no less than the other, and may occur in Bach as well as in Beethoven, in Mozart as well as in Schumann. Our proposition is thus above all suspicion of partisanship. The whole course of the present inquiry never approaches the question of what ought to be, but simply of what is. We can deduce from it no definite ideal of the truly beautiful in music, but it enables us to show what is equally beautiful even in the most opposite styles. Not long since, the fashion began to regard works of art in connection with the ideas and events of the time which gave them birth. This connection is undeniable and probably exists also in music. Being a product of the human mind, it must naturally bear some relation to the other products of mind: to contemporaneous works of poetry and the fine arts; to the state of society, literature, and the sciences of the period; and, finally, to the individual experiences and convictions of the author. To observe and demonstrate the existence of this connection in the case of certain composers and works is not only a justifiable proceeding but also a true gain to knowledge. We should, nevertheless, always remember that parallelisms between specific works of art and the events of certain epochs belong to the history of art rather than to the science of aesthetics. Though methodological considerations may render it necessary to connect the history of art with the science of aesthetics, it is yet of the utmost importance that the proper domain of each of these sciences be rigorously guarded from encroachment by the other. The historian viewing a work of art in all its bearings may discover in Spontini "the expression of French imperialism," in Rossini "the political restoration"; but the student of aesthetics must restrict himself to the examination of the works themselves, in order to determine what is beautiful in them and why it is so. The aesthetic inquirer knows nothing (nor can he be expected to know anything) about the personal circumstances or the political surroundings of the composer-he hears and believes nothing but what the music itself contains. He will, therefore, without knowing the name or the biography of the author, detect in Beethoven's symphonies impetuousness and struggle, unsatisfied longing and defiance, all supported by a consciousness of strength. But he could never glean from his works that the composer favored republicanism, that he was a bachelor and deaf, or any of the numerous circumstances on which the art historian is wont to dilate; nor could such facts enhance the merit of the music. It may be very interesting and praiseworthy to compare the various schools of philosophy to which Bach, Mozart, and Haydn belonged, and to draw a parallel between them and the works of these composers. It is, however, a most arduous undertaking, and one which can but open the door to fallacies in proportion as it attempts to establish causal relations. The danger of exaggeration is exceedingly great once this principle is accepted. The slender influence of contemporariness may easily be construed as an inherent necessity, and the ever-untranslatable language of music be interpreted in the way which best fits the particular theory: all depends on the reasoning abilities; the same paradox which in the mouth of an accomplished dialectician appears a truism seems the greatest nonsense in the mouth of an unskilled speaker. Hegel, too, by his dissertation on music, has been the cause of misconceptions, for he quite unconsciously confounded the point of view of art history, which was pre-eminently his own, with that of pure aesthetics, and attributed an explicitness to music which, as such, it never possessed. The character of a piece of music undoubtedly stands in some relation to the character of its author; but for the student of aesthetics the relation is nonexistent. The abstract notion of a necessary interdependence of all phenomena whatsoever may in its concrete application be distorted into a caricature of the reality. It requires, nowadays, great moral courage to resist a doctrine which is advocated with such skill and eloquence, and to openly affirm that "the grasp of historical relations" is one thing and "aesthetic judgment" another. Objectively speaking, it is beyond doubt, first, that the different styles of expression of distinct works and schools are due to completely different collocations of the musical elements; and, second, that what rightly gives pleasure in a composition, be it a severely classical fugue of Bach or the dreamiest nocturne of Chopin, is the beautiful in a musical sense only. Even less than with the classical does the beautiful in music coincide with one of its branches, the architectonic. The rigid sublimity of superincumbent harmonies, and the artistic blending of the many different parts (in which no isolated segment is ever free and self-sufficient, because the complete work alone is so) have their imprescriptible justification. Yet those imposing and somber pyramids of sound of the old Italian and Dutch schools, and the finely chased salt cellars and silver candlesticks, so to speak, of venerable Sebastian Bach, are but small provinces within the kingdom of musical beauty. Many schools of aesthetics think musical enjoyment is fully accounted for by the pleasure derived from mere regularity and symmetry; but these never were the sole attributes of beauty in the abstract, and much less so of beauty in music. The most insipid theme may be symmetrical. "Symmetry" connotes proportion only, and leaves unanswered the question: What is it that impresses us as being symmetrical? A systematic distribution of parts, both uninteresting and commonplace, often exists in the most pitiable compositions, but the musical sense wants symmetry combined with originality. Oerstedt, to crown all, carried this Platonic doctrine so far as to cite the circle (for which he claims positive beauty) as a parallel case. Could he himself never have experienced the horror of a completely round composition? From caution rather than from necessity we may add that the beautiful in music is totally independent of mathematics. Amateurs (among whom there are also some sentimental authors) have a singularly vague notion of the part played by mathematics in the composition of music. Not content with the fact that the vibrations of sound, the intervals, and the phenomena of consonance and dissonance rest on mathematical principles, they feel convinced that the beautiful in a composition may likewise be reduced to numbers. The study of harmony and counterpoint is looked upon as a kind of cabala, teaching the "calculus," as it were, of musical composition. Mathematics, though furnishing an indispensable key to the study of the physical aspect of music, must not be overrated as regards its value in the finished composition. No mathematical calculation ever enters into a composition, be it the best or the worst. Creations of inventive genius are not arithmetical sums. Experiments with the monochord, the figures producible by sonorous vibrations, the mathematical ratios of musical intervals, etc., all lie outside the domain of aesthetics, which begins only where those elementary relations cease to be of importance. Mathematics merely controls the intellectual manipulation of the primary elements of music, and is secretly at work in the most simple relations. The musical thought, however, originates without the aid of mathematics. What Oerstedt means by inquiring whether the lifetime of several "mathematicians would suffice to calculate all the beauties in one symphony by Mozart" we, for our part, are at a loss to understand. What is to be, or can be, calculated? Is it the number of vibrations of each note as compared with the next, or the relative lengths of the divisions and subdivisions of the composition? That which raises a series of musical sounds into the region of music proper and above the range of physical experiment is something free from external constraint, a spiritualized and, therefore, incalculable something. Mathematics has as little and as much to do with musical compositions as such as with the generative processes of the other arts; for mathematics must, after all, guide also the hand of the painter and sculptor; it is the rhythmical principle of verse; it regulates the work of the architect and the figures of the dancer. Though in all accurate knowledge mathematics must have a place, we should never attribute to it a positive and creative power as some musicians, the conservatives in the science of aesthetics, would fain have us do. Mathematics and the excitation of feelings are in a similar position-they have a place in all arts, but in no art is there so much stress laid upon them as in music. Between language and music parallels have also frequently been drawn and attempts made to lay down for the latter laws governing only the former. The relation between song and language is patent enough, whether we base it on the identity of physiological conditions or on the character which both have in common, namely, that of expressing thoughts and feelings by means of the human voice. The analogy, indeed, is so obvious as to render further discussion unnecessary. We admit at once that wherever music is merely the subjective manifestation of a state of mind, the laws of speech are, in a measure, also applicable to singing. That under the influence of passion the pitch of the voice is raised, while the propitiating orator lowers it; that sentences of great force are spoken slowly, and unimportant ones quickly-these and kindred facts the composer of songs, and the musical dramatist especially, will ever bear in mind. People, however, did not rest satisfied with these limited analogies; but conceiving music proper to be a kind of speech (though more indefinite and subtle), they forthwith deduced its aesthetic laws from the properties of language. Every attribute and every effect of music was believed to have its analogy in speech. We ourselves are of opinion that where the question turns on the nature of a specific art, the points in which it differs from cognate subjects are more important than the points of resemblance. An aesthetic inquiry, unswayed by such analogies as, though often tempting, do not affect the essence of music, must ever advance toward the point where speech and music irreconcilably part. Only from beyond this point may we hope to discover truly useful facts in respect to music. The fundamental difference consists in this: while sound in speech is but a sign, that is, a means for the purpose of expressing something which is quite distinct from its medium, sound in music is the end, that is, the ultimate and absolute object in view. The intrinsic beauty of the musical forms in the latter case, and the exclusive dominion of thought over sound as a mere medium of expression in the former, are so utterly distinct as to render the union of these two elements a logical impossibility. Speech and music, therefore, have their centers of gravity at different points, around which the characteristics of each are grouped; and while all specific laws of music will center in its independent forms of beauty, all laws of speech will turn upon the correct use of sound as a medium of expressing ideas. The most baneful and confused notions have sprung from the attempt to define music as a kind of speech, and we may observe their practical consequences every day. Composers of feeble genius, in particular, were only too ready to denounce as false and sensual the ideal of intrinsic musical beauty because it was beyond their reach, and to parade in its place the characteristic significance of music. Quite irrespective of Richard Wagner's operas, we often find in the most trivial instrumental compositions disconnected cadences, recitatives, etc., which interrupt the flow of the melody, and which, while startling the listener, affect to have some deep meaning, though in reality they display only a want of beauty. Modern pieces, in which the principal rhythm is constantly upset in order to bring into prominence certain mysterious appendages and a superabundance of glaring contrasts, are praised for striving to pass the "narrow limits" of music, and to elevate it to the rank of speech. Such praise has always appeared to us somewhat ambiguous. The limits of music are by no means narrow, but they are clearly defined. Music can never be "elevated to the rank of speech"-musically speaking, "lowered" would be a more appropriate term-for music, to be speech at all, would, of course, be a superlative degree of speech. Our singers always forget this when in moments of intense emotion they ejaculate sentences as though they were speaking and think they thus attain the highest degree of musical expression. It does not strike them that the transition from song to speech is always a descent, so that the highest pitch of normal speech sounds deeper than the low notes in singing, though both proceed from the same organ. As mischievous in their practical consequences (if not more so, because of the impossibility of disproving them by actual experiment) are those theories which try to impose on music the laws of development and construction peculiar to speech, as in former days Rameau and Rousseau, and in modern times the disciples of Richard Wagner, have endeavored to do. In this attempt the life of the music is destroyed, the innate beauty of form annihilated in pursuit of the phantom "meaning." One of the most important tasks of the aesthetics of music would, therefore, be that of demonstrating with inexorable logic the fundamental difference between music and language, and of never departing from the principle that, wherever the question is a specifically musical one, all parallelisms with language are wholly irrelevant. |
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This version of Hanslick is the Gustav Cohen translation of 1891, altered in many places after consulting both the German text and the 1986 translation by Geoffrey Payzant. The Cohen translation is in the public domain and may be freely reproduced. This adaptation is my own work and should not be reproduced without due credit, including this statement. T.G. 2004 |
Last updated Feb 21 2006